FINRA suspends ex-Morgan Stanley trader for Venezuelan bond deals

(Reuters) - The Financial Industry Regulatory Authority (FINRA) said on Thursday it barred John Batista Bocchino, a former Morgan Stanley representative, for concealing around $190 million in Venezuelan bond trades from the firm, which had restricted such trading.

FINRA suspends ex-Morgan Stanley trader for Venezuelan bond deals
Read More


Bagikan Berita Ini